Top Financial Advisors in Raleigh, North Carolina

FinanceHQ’s team of experts conducted thorough research on financial advisors in Raleigh. Below are some of the top financial advisors based on reputation, reviews, assets, and partnership status. We review a broad range of financial planners, wealth managers, investment advisors, and more. Our selection of the best financial advisors in Raleigh range from $346M to $715B in AUM, and have an average of 27 years of experience.

Reviewed by: Amanda Cox, Chief Operating Officer of FinanceHQLearn more about our process
Last Updated: November 30, 2023
Captrust financial advisor logo

CAPTRUST

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About CAPTRUST

Raleigh, NCInvestment Advisor Firm
Assets Managed: $714,587,898,072Total Number of Advisors: 607In Business Since: 1997

CAPTRUST Financial Advisors is a nationally recognized financial advisor company founded in 1997 and headquartered in Raleigh. They specialize in providing consultative advisory services in areas such as wealth planning, risk management, portfolio management, cash flow planning, charitable gift planning, education planning, estate and legacy planning, family philanthropic planning, insurance planning, retirement planning, and tax consultation. As fiduciaries, CAPTRUST prioritizes their clients' interests and offers tailored investment strategies that align with each client's unique financial objectives.

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Curi Capital

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About Curi Capital

Raleigh, NCInvestment Advisor Firm
Assets Managed: $1,403,785,530Total Number of Advisors: 17

Curi Capital is a full-service, fee-only registered investment advisor founded in Raleigh. One of the top advisors in Raleigh, they specialize in delivering personalized wealth management, financial planning, and retirement plan solutions to high-net-worth individuals, ultra-high-net-worth families, and businesses. With a collaborative and client-centric approach, their team of experienced advisors tailors comprehensive services to match diverse definitions of wealth.

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Financial Symmetry Inc.

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About Financial Symmetry Inc.

Raleigh, NCInvestment Advisor Firm
Assets Managed: $807,615,757Total Number of Advisors: 12In Business Since: 2001

Founded in 2001 and headquartered in Raleigh, Financial Symmetry Inc. is a fee-only fiduciary advisory firm specializing in wealth management, financial planning, investment management, and tax planning. Their team of experienced advisors offers personalized service and expertise in tax strategies, while their comprehensive client center portal provides a consolidated view of clients' financial information.

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Founders Financial Alliance

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About Founders Financial Alliance

Raleigh, NCInvestment Advisor Firm
Assets Managed: $617,123,862Total Number of Advisors: 28In Business Since: 2014

If you need a boutique advisor service, Founders Financial Alliance in Raleigh caters to individuals, businesses, and executives from diverse backgrounds. This versatile financial advisory firm offers a wide range of wealth management strategies and specializes in addressing financial concerns before and after liquidity events. With a proactive mindset and commitment to excellence, they strive to empower clients with tailored financial solutions.

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Capital Investment Counsel Inc.

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About Capital Investment Counsel Inc.

Raleigh, NCInvestment Advisor Firm
Assets Managed: $537,930,333Total Number of Advisors: 4In Business Since: 1984

Capital Investment Counsel Inc. is one of the top financial advisors in Raleigh because they specialize in estate planning, money management, and financial planning for clients in the local area. An experienced and contrarian-style investment advisory firm founded in 1984, they offer globally diversified portfolios with a focus on undervalued and out-of-favor companies. Capital Investment Counsel tailors their services to meet each client's unique needs and provides personalized, long-term investment solutions.

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Oak Harbor Wealth Partners

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About Oak Harbor Wealth Partners

Raleigh, NCInvestment Advisor Firm
Assets Managed: $508,197,260Total Number of Advisors: 4In Business Since: 2020

We chose Oak Harbor Wealth Partners as one of the top advisors in Raleigh for their client-centric approach to wealth management. Founded in 2020, they specialize in wealth management, investment management, institutional consulting, and retirement plan services. With a fiduciary approach and a team of experienced professionals, they offer comprehensive financial planning solutions tailored to their clients' unique needs.

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Collegiate Capital Management, Inc.

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About Collegiate Capital Management, Inc.

Raleigh, NCInvestment Advisor Firm
Assets Managed: $428,104,570Total Number of Advisors: 4In Business Since: 1994

A seasoned SEC-registered investment adviser founded in 1994, Collegiate Capital Management, Inc. specializes in providing tailored portfolio management services to university faculty and staff. Collegiate Capital Management helps its clients navigate the unique challenges and opportunities of university-sponsored retirement plans. Other areas of specialty include financial planning, tax efficiency, portfolio management, and family legacy planning. They pride themselves on being one of the top financial advisors in Raleigh, offering transparency, advanced reporting systems, and a holistic approach to portfolio management.

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Cook Wealth Management Group

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About Cook Wealth Management Group

Raleigh, NCInvestment Advisor Firm
Assets Managed: $404,211,832Total Number of Advisors: 9In Business Since: 1984

One of the best advisors in Raleigh, Cook Wealth Management Group is a financial advisor company founded in 1984. They specialize in wealth management, investment management, family legacy planning, insurance planning, tax planning, debt management, retirement planning, and cash flow optimization. With a team of experienced financial advisors, tax specialists, and investment managers, they provide tailored and personalized financial strategies to help their clients confidently manage their money.

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Townsend Asset Management Corp.

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About Townsend Asset Management Corp.

Raleigh, NCInvestment Advisor Firm
Assets Managed: $346,302,064Total Number of Advisors: 5In Business Since: 1982

Townsend Asset Management Corp, founded in 1982 and headquartered in Raleigh, is a comprehensive wealth management firm specializing in wealth management, investment management, financial planning, and tax planning and preparation. As a registered investment advisory firm (RIA), they craft strategies to create, grow, and safeguard wealth, all while providing exceptional personalized service and expertise.

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Frequently Asked Questions

What is the regulatory body overseeing financial advisors in Raleigh?

Financial advisors in Raleigh are subject to the regulatory oversight of the North Carolina Securities Division, which is responsible for enforcing state-specific laws and regulations governing the financial advisory industry. This regulatory body ensures that financial advisors in Raleigh adhere to the necessary compliance standards and ethical practices, providing clients with a level of confidence in the services they receive.

Are there any local investment opportunities unique to Raleigh that financial advisors may recommend?

Raleigh's dynamic business landscape, driven by its thriving innovation and technology sectors, may offer unique local investment opportunities. Financial advisors in Raleigh can provide insights into potential investments in startups, research institutions, and technology companies based in the area. These opportunities allow investors to tap into the city's growth and innovation, potentially enhancing their investment portfolios.

How can a Raleigh-based financial advisor assist in retirement planning for state employees who are part of the North Carolina Retirement System (NCRS)?

A Raleigh-based financial advisor can provide tailored guidance for state employees in the North Carolina Retirement System (NCRS) by analyzing their unique benefits structure, helping optimize contributions, and crafting a personalized retirement strategy. They can leverage their expertise to navigate NCRS intricacies — such as NCRS pension options — ensuring individuals make informed decisions that align with their financial goals.

Are there any local or state-specific tax incentives that Raleigh residents should be aware of when planning their finances?

North Carolina offers various state-specific tax incentives that can significantly impact financial planning. For example, there are deductions for contributions to college savings accounts and certain retirement plans. A knowledgeable Raleigh-based financial advisor can help you navigate these incentives and incorporate them into your financial strategy, potentially leading to tax savings.

What is the North Carolina-specific retirement savings program, and can a financial advisor in Raleigh help with it?

The North Carolina retirement savings program comprises the NC 401(k) and 457 Plans. These plans are designed to help residents save for retirement with tax advantages. A financial advisor in Raleigh can offer valuable guidance on maximizing your contributions to these state-sponsored plans, ensuring you are well-prepared for retirement while adhering to local regulations.

Methodology

The FinanceHQ platform features a premium, nationwide network of rigorously vetted financial planners and registered investment advisors (RIAs) that are uniquely suited to help you achieve financial success.

We feature firms that are current FinanceHQ network members, and firms that our expert team identifies through firm research. Our research is based on firm reputation, publicly available ADV data, reviews, and assets.

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