Updated November 20, 2023
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U.S. Capital Wealth Advisors, LLC

Investment Advisor Firm
Total assets under management$6.5B
Years in business14+

About U.S. Capital Wealth Advisors, LLC

U.S. Capital Wealth Advisors, LLC (USCWA) is a financial advisory company headquartered in Houston, Texas, with additional offices in Dallas and Austin. Established in 2010, USCWA is an integrated financial services boutique that offers a range of services in wealth management, capital markets, and asset management.

The wealth management division of USCWA caters to high-net-worth individuals and family offices, providing comprehensive advisory services and solutions. Their team of experienced professionals assists clients in managing their wealth effectively.

In the capital markets division, USCWA advises corporate, institutional, and municipal clients through various businesses such as equity research, institutional client services, investment and merchant banking, and public finance. This division specializes in providing strategic guidance to clients for their capital market needs.

As an independent firm founded by industry professionals with extensive experience in the financial sector, USCWA aims to combine the benefits of a regional firm with unique investment opportunities and solutions. They prioritize client-centric standards and strive to create an exceptional client experience by offering dedicated financial support and personalized advice tailored to individual needs and goals.

Furthermore, USCWA has partnered with two prominent national financial services firms to provide custody and clearing services. This collaboration allows them to offer sophisticated wealth management services while leveraging advanced technology offerings.

Being privately owned with majority employee ownership emphasizes USCWA's commitment to teamwork and shared success. By aligning their vision towards long-term value creation for clients, they aim to empower individuals to achieve their financial objectives.

U.S. Capital Wealth Advisors stands as one of the largest independently owned investment advisory firms in the state of Texas. With a focus on personalized service backed by the resources of larger firms, they strive to deliver recommendations that prioritize the best interests of their clients.

Pricing options

Monthly Fee
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Assets Under Management

Regulatory filings

Areas of specialty

  1. Financial Planning
  2. Retirement Planning
  3. Tax Optimization
  4. Wealth Management

More about U.S. Capital Wealth Advisors, LLC

DesignationsMinimum asset threshold
RIAN/A
Firm CRD NumberNumber of advisors
28819967

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