Updated October 20, 2023
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Theory Financial

Investment Advisor Firm
Total assets under management$177M
Years in business5+

About Theory Financial

Theory Financial is an SEC-registered investment adviser, ensuring clients receive professional and trustworthy financial guidance. With a team of highly qualified professionals, Theory Financial offers a range of comprehensive services tailored to individual needs.

A team of dedicated advisors provides expert guidance in asset management, financial planning, income replacement planning, and estate and incapacity planning. These advisors hold prestigious designations like CFP® (Certified Financial Planner), ChFC® (Chartered Financial Consultant), and CLU® (Chartered Life Underwriter), demonstrating their commitment to excellence.

Committed to ethical practices and a fiduciary standard of care, Theory Financial places the best interests of its clients at the core of its services. They go beyond traditional financial advising by proactively addressing estate planning needs and involving clients' loved ones in the planning process.

Pricing options

Monthly Fee
Flat Fee
Hourly Fee
Assets Under Management

Regulatory filings

Areas of specialty

  1. Asset Management
  2. Financial Planning
  3. Income Replacement Planning
  4. Estate Planning
  5. Investment Advisory
  6. Wealth Management
  7. Retirement Planning

More about Theory Financial

DesignationsMinimum asset threshold
RIAN/A
Firm CRD NumberNumber of advisors
3040843

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Secure your future and achieve your goals with a free match to financial expertsFind your advisorGet started by taking our free advisor matching quiz. We will match you with the best advisor based on the information you provide. In doing so, you may be matched with a different advisor than Theory Financial.

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Assets Under Management

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