Updated October 02, 2023
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Open Window Financial Solutions

https://adviserinfo.sec.gov/firm/summary/131562
Total assets under management$184M
Years in business20+

About Open Window Financial Solutions

Open Window Financial Solutions, Ltd., is an inter-generational financial advisory firm committed to providing objective, transparent advice. Founded by Dr. Joe Hollen and led by Eric A. Hollen, they prioritize clients' financial well-being above all else.

Their typical client profile includes high earners or diligent savers seeking comprehensive advice from a fee-only advisor. Open Window specializes in assisting those who unexpectedly find themselves in a lead financial role due to life events like death, disability, or divorce. Clients value delegating financial matters to experts, appreciating the long-term partnership and the potential for inter-generational wealth transfer.

Open Window operates as a family business, mirroring their client relationships with kindness, respect, and integrity. Dr. Joe Hollen, a former Emergency Medicine practitioner, transitioned to finance to provide client-centered, unbiased advice in 2004. Eric A. Hollen, with a background in finance and economics, joined in 2011. He emphasizes financial health, actively engaging in local financial communities and charitable organizations.

Their financial planning services are highly customized, addressing clients' unique needs and goals, covering areas such as retirement planning, tax efficiency, debt management, and charitable giving.

Open Window focuses on improving investment outcomes by lowering costs, reducing tax burdens, and maintaining appropriate asset allocation. They guide clients to avoid common investment mistakes and make tax-efficient decisions.

Pricing options

Monthly Fee
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Assets Under Management

Regulatory filings

Areas of specialty

  1. Financial Planning
  2. Wealth Management
  3. Retirement Planning
  4. Tax Efficiency
  5. Debt Management
  6. Charitable Giving

More about Open Window Financial Solutions

DesignationsMinimum asset threshold
RIAN/A
Firm CRD NumberNumber of advisors
1315623

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