Updated October 02, 2023
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Excel Securities & Associates, Inc.

Investment Advisor Firm
Total assets under management$344M
Years in business46+

About Excel Securities & Associates, Inc.

Excel Securities & Associates, Inc. stands out as a distinguished, family-owned financial firm with an impressive legacy spanning 45 years. As an independent, full-service Broker-Dealer and Registered Investment Advisor (RIA), they are committed to delivering personalized service that sets them apart in the industry.

Excel Securities & Associates initially focused on addressing the stock and bond investing needs of their community. They provided investors with efficient and cost-effective means to trade stocks and bonds while emphasizing personalized service. Over the years, they expanded their services to include Financial and Retirement Planning.

What truly distinguishes Excel Securities & Associates is their unwavering commitment to core values: integrity, objectivity, and sincerity. They are dedicated to cultivating long-term relationships with their clients, acting as stewards of their wealth.

In addition to their RIA business, Excel Securities & Associates offers Financial Advisors the support and tools they need to thrive, including cutting-edge technology, compliance policies, operational support, and the freedom to be entrepreneurial.

Their depth of service is further enhanced by strategic partnerships with respected mutual fund and insurance companies, as well as their clearing agent, Pershing LLC, a subsidiary of Bank of New York Mellon.

With a team of seasoned professionals across multiple locations, Excel Securities & Associates is well-equipped to guide individual investors through all phases of life. Their independent advisors provide clear and consistent guidance while fostering trust through education and a dedication to client well-being. Excel Securities & Associates looks forward to a future of enhancing their clients' investing experiences.

Pricing options

Monthly Fee
Flat Fee
Hourly Fee
Assets Under Management

Regulatory filings

Areas of specialty

  1. Portfolio Management
  2. Financial Planning
  3. Retirement Planning
  4. Retirement Plans

More about Excel Securities & Associates, Inc.

DesignationsMinimum asset threshold
RIAN/A
Firm CRD NumberNumber of advisors
1662918

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Pricing options

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Flat Fee
Hourly Fee
Assets Under Management

Regulatory filings

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